Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tracie? Claim Your ProfileTracie Plummer is a financial professional with over 12 years of experience in the industry. Tracie is currently registered with Wells Fargo Securities, LLC and has held previous roles at J.P. Morgan Securities LLC and Wells Fargo Securities, LLC. Tracie is licensed to provide financial services in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. Tracie holds a Series 79 license, which allows her to engage in investment banking activities. Tracie also holds a Series 63 license, which allows her to provide investment advice in multiple states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
01/04/2023 - Present
Wells Fargo Securities, LLC (LOS ANGELES CA)
CA
10/12/2020 - 11/25/2022
J.P. MORGAN SECURITIES LLC (LOS ANGELES CA)
CA
03/22/2010 - 09/14/2020
WELLS FARGO SECURITIES, LLC (LOS ANGELES CA)
BC
Issued 07/29/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/19/2010
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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