Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tracie? Claim Your ProfileTracie Marie Dasilva is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc., who is currently registered in California and Texas. Tracie has been working in the financial industry for over 22 years and has a strong track record of success. Tracie is also registered with FINRA and is a member of the Securities Industry and Financial Markets Association (SIFMA). Tracie has a wide range of experience in providing financial advice to individuals, families, and businesses. Tracie has a strong understanding of the financial markets and is committed to helping clients achieve their financial goals. Tracie has worked with firms such as Wells Fargo Advisors, LLC, BANC OF AMERICA INVESTMENT SERVICES, INC., SALOMON SMITH BARNEY INC., and WACHOVIA SECURITIES, INC. Tracie holds Series 7, 63, and 66 licenses. Tracie has a strong commitment to providing clients with personalized financial advice and is dedicated to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
07/24/2010 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SAN DIEGO CA)
CA
10/13/2009 - 05/24/2010
WELLS FARGO ADVISORS, LLC (SAN DIEGO CA)
CA
12/13/2002 - 10/02/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (SAN DIEGO CA)
NY
07/30/2002 - 12/12/2002
SALOMON SMITH BARNEY INC. (NEW YORK NY)
MO
07/25/2000 - 07/23/2002
WACHOVIA SECURITIES, INC. (ST. LOUIS MO)
BOTH
Issued 10/16/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/02/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/24/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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