Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tracie? Claim Your ProfileTracie Lynne Southerland is an Investment Advisor Representative with Opes Wealth Management, LLC. Tracie has been in the financial services industry since 1985 and is registered in California. Tracie has held previous positions at New England Securities and Southwestern Management & Research Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
12/21/2018 - Present
Opes Wealth Management, LLC (PALO ALTO CA)
NY
05/09/1986 - 03/06/1996
NEW ENGLAND SECURITIES (NEW YORK NY)
NA
09/23/1985 - 05/01/1986
SOUTHWESTERN MANAGEMENT & RESEARCH CORPORATION
IA
Issued 11/23/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/25/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/14/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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