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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tracie? Claim Your ProfileTracie Lynn Dubois is an investment advisor representative with Fidelity Personal and Workplace Advisors. Tracie has been in the industry since September 1999. Tracie is licensed in multiple states, including Illinois, Indiana, Massachusetts, Missouri, Texas, and Utah. Tracie holds the Series 7, 9, 10, 63, and 66 licenses and has passed the SIE exam. Fidelity Personal and Workplace Advisors has been serving clients for over 75 years, with an emphasis on personalized financial planning. Tracie is committed to providing her clients with a customized investment strategy and a high level of personalized service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MA
09/11/2022 - Present
Fidelity Personal AND Workplace Advisors (BOSTON MA)
BOTH
Issued 07/30/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/30/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/21/2011
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/15/2010
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/23/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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