Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tracie? Claim Your ProfileTracie Louise Bailey is an experienced financial advisor with over 25 years in the industry. Tracie Bailey is currently registered with Raymond James Financial Services Advisors, Inc. in Winter Park, FL. Prior to joining Raymond James, Tracie Bailey was affiliated with several other firms including Purshe Kaplan Sterling Investments, Raymond James Financial Services, Inc., Wells Fargo Clearing Services, LLC, A. G. Edwards & Sons, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Tracie Bailey holds a Series 6, 7, 63, 66, 99TO and SIE license and is also registered as an investment advisor representative in Florida.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
FL
04/05/2024 - Present
Raymond James Financial Services Advisors, Inc. (Winter Park FL)
FL
01/06/2023 - 03/08/2024
PURSHE KAPLAN STERLING INVESTMENTS (Tampa FL)
FL
08/16/2021 - 01/09/2023
RAYMOND JAMES FINANCIAL SERVICES, INC. (Tampa FL)
WA
01/01/2008 - 07/29/2021
WELLS FARGO CLEARING SERVICES, LLC (LYNNWOOD WA)
WA
04/07/2003 - 01/03/2008
A. G. EDWARDS & SONS, INC. (EDMONDS WA)
NY
08/28/1997 - 11/15/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
MN
03/07/1996 - 12/31/1996
FORTIS INVESTORS, INC. (OAKDALE MN)
BOTH
Issued 07/27/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/08/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/06/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/27/1997
Series 7 - General Securities Representative Examination
BC
Issued 03/05/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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