Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tracie? Claim Your ProfileTracie Lee Taylor is a registered representative with Wells Fargo Advisors Financial Network, LLC. Tracie Lee Taylor has been in the industry since March 1997. Tracie Lee Taylor has held previous positions at MORGAN STANLEY and WELLS FARGO ADVISORS, LLC. Tracie Lee Taylor is currently registered in Arkansas. Tracie Lee Taylor offers investment consulting services to institutional clients. Tracie Lee Taylor is also able to provide financial planning and pension consulting services. Tracie Lee Taylor has a Series 7, Series 63, and Series 66 license and holds the SIE exam. Tracie Lee Taylor is also registered to provide investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AR
06/27/2016 - Present
Wells Fargo Advisors Financial Network, LLC (LITTLE ROCK AR)
AR
04/02/2013 - 07/21/2016
MORGAN STANLEY (LITTLE ROCK AR)
AR
01/01/2008 - 03/14/2013
WELLS FARGO ADVISORS, LLC (LITTLE ROCK AR)
AR
03/04/1997 - 01/03/2008
A. G. EDWARDS & SONS, INC. (LITTLE ROCK AR)
BOTH
Issued 01/31/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/10/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/01/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Tracie Taylor is the right advisor for you? Invested Better is here to help.
