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Tracie L Mindel

Northwestern Mutual Investment Services, LLC

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About Tracie L Mindel

Tracie Mindel has been in the financial services industry since March 15, 2008. Tracie is currently registered with Northwestern Mutual Investment Services, LLC and is located in Stevens Point, WI. Tracie has experience with MetLife Securities Inc. and Metropolitan Life Insurance Company.

Firm Information

Tracie Mindel is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Tracie Mindel’s Registration & Firm History

WI

04/15/2022 - Present

Northwestern Mutual Investment Services, LLC (Stevens Point WI)

WI

06/28/2002 - 06/28/2011

METLIFE SECURITIES INC. (DE PERE WI)

WI

06/28/2002 - 07/09/2007

METROPOLITAN LIFE INSURANCE COMPANY (DEPERE WI)

MA

10/04/2001 - 05/31/2002

METLIFE SECURITIES INC. (SPRINGFIELD MA)

NY

10/04/2001 - 05/31/2002

METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)

MA

12/20/1996 - 05/22/2001

METLIFE SECURITIES INC. (SPRINGFIELD MA)

NY

12/20/1996 - 05/22/2001

METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)

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Licenses & Designations

BC

Issued 04/14/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/15/2022

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 02/26/2022

SIE - Securities Industry Essentials Examination

BC

Issued 12/19/1996

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Tracie L Mindel. Review regulatory record here.
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