Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tracie? Claim Your ProfileTracie Ann Carpenter is a financial advisor with Fidelity Brokerage Services LLC, and has been in the industry since 2012. Tracie holds the Series 63, Series 7, Series 9, and Series 10 licenses, as well as the SIE. Tracie is registered to provide securities and investment advice in 53 states and districts. Tracie has worked with clients in a variety of industries.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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KY
12/18/2012 - Present
Fidelity Brokerage Services LLC (COVINGTON KY)
BC
Issued 01/11/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/27/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/06/2016
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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