Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Traci? Claim Your ProfileTraci Bennett is a financial advisor with over 30 years of experience in the industry. Traci is currently registered with Wells Fargo Clearing Services, LLC and is licensed to provide investment advice in Missouri and Texas. Traci has previously worked with Morgan Stanley and Mercantile Investment Services, Inc. Traci offers financial planning, portfolio management and investment consulting services for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
01/04/2018 - Present
Wells Fargo Clearing Services, LLC (FRONTENAC MO)
MO
06/01/2009 - 09/01/2016
MORGAN STANLEY (CLAYTON MO)
MO
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (ST. LOUIS MO)
MO
12/05/1997 - 04/02/2007
MORGAN STANLEY DW INC. (ST. LOUIS MO)
MO
06/21/1997 - 12/05/1997
MERCANTILE INVESTMENT SERVICES, INC. (ST. LOUIS MO)
NA
09/10/1993 - 06/21/1997
MARK TWAIN BROKERAGE SERVICES, INC.
IA
Issued 03/08/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/27/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/05/2001
Series 31 - Futures Managed Funds Examination
BC
Issued 09/09/1993
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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