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Traci Suzann Smith

Alliance-ONE Investments, LLC

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About Traci Suzann Smith

Traci Suzann Smith is a financial advisor with Alliance-ONE Investments, LLC, where she has been registered since August 2017. She has been active in the financial industry since January 1996. Her experience includes previous roles at MetLife Investors Distribution Company and MetLife Securities Inc. Traci has a Series 6 license and has passed the Securities Industry Essentials Examination.

Firm Information

Traci Smith is currently registered with Alliance-ONE Investments, LLC. Alliance-ONE Investments, LLC is a Limited Liability Company formed on October 20, 2016. The firm is registered with the SEC and has one approved registration.

Not reported

Assets Under Management

Not reported

Total Clients

428

Total Financial Advisors

Services Offered

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Fee Structure

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Traci Smith’s Registration & Firm History

OK

08/11/2017 - Present

Alliance-ONE Investments, LLC (Tulsa OK)

NY

03/24/2015 - 08/11/2017

METLIFE INVESTORS DISTRIBUTION COMPANY (NEW YORK CITY NY)

MA

04/30/2007 - 03/26/2015

METLIFE SECURITIES INC. (SPRINGFIELD MA)

NY

01/25/1996 - 04/30/2007

METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/24/1996

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Traci Suzann Smith.
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