Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Traci? Claim Your ProfileTraci Manuel Cain is a registered representative with Deutsche Bank Securities Inc. Traci has been in the securities industry since January 6, 2002. Traci is licensed to sell securities in the state of New York. Traci has a Series 63 license, a Series 7 license, and a SIE license. Traci has previously worked at Penn Center Investments, Inc., PaineWebber Incorporated, and Kidder, Peabody & Co. Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Equity & debt research, macro research, quant strategy, multi- asset research, catalyst calls
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Hard dollar payments for research
1
2
NY
11/17/2003 - Present
Deutsche Bank Securities Inc. (NEW YORK NY)
GA
02/12/1998 - 04/24/1998
PENN CENTER INVESTMENTS, INC. (ATLANTA GA)
NJ
01/28/1995 - 02/05/1996
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
09/12/1994 - 01/28/1995
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
NC
05/06/1994 - 08/08/1994
WHEAT, FIRST SECURITIES, INC. (CHARLOTTE NC)
BC
Issued 06/06/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/03/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Traci Cain is the right advisor for you? Invested Better is here to help.
