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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Traci? Claim Your ProfileTraci Lynn Sherrod is a financial advisor with Cetera Investment Advisers LLC, an investment advisory firm headquartered in Schaumburg, Illinois. Traci has been working in the financial services industry since 2001 and has held a variety of roles at several different firms. Traci is registered to provide investment advice in 51 states. Traci specializes in providing financial planning, pension consulting, and educational seminars to individuals, businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
06/29/2023 - Present
Cetera Investment Advisers LLC (LA MESA CA)
CA
05/07/2013 - 11/01/2017
GIRARD SECURITIES, INC. (SAN DIEGO CA)
CA
08/13/2009 - 05/07/2013
FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)
CA
02/09/2007 - 08/24/2009
LPL FINANCIAL CORPORATION (SAN DIEGO CA)
CA
08/22/2005 - 02/15/2007
CITICORP INVESTMENT SERVICES (SAN DIEGO CA)
SC
10/01/2003 - 07/11/2005
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
NE
03/01/2001 - 10/03/2003
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
BOTH
Issued 12/01/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/07/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/23/2005
Series 53 - Municipal Securities Principal Examination
BC
Issued 02/27/2004
Series 4 - Registered Options Principal Examination
BC
Issued 11/03/2003
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/25/2003
Series 3 - National Commodity Futures Examination
BC
Issued 02/28/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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