Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Traci? Claim Your ProfileTraci Lynn Sarmiento is a registered investment advisor with Gill Capital Partners, LLC. Traci has over 20 years of experience in the financial services industry and holds several professional licenses and certifications. Traci has held previous roles with APW Capital, Inc., Curian Clearing, LLC, Citigroup Global Markets Inc., CapWest Securities, Inc., Wells Fargo Investments, LLC, Northwestern Mutual Investment Services, LLC, and Morgan Stanley DW Inc. Traci specializes in portfolio management for individuals, businesses, and pooled investment vehicles. Traci is also qualified to provide financial planning, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CO
03/20/2019 - Present
Gill Capital Partners, LLC (DENVER CO)
CO
10/30/2014 - 03/14/2019
APW CAPITAL, INC. (DENVER CO)
CO
12/16/2013 - 10/13/2014
CURIAN CLEARING, LLC (DENVER CO)
CO
11/12/2007 - 11/21/2013
CITIGROUP GLOBAL MARKETS INC. (DENVER CO)
CO
01/03/2007 - 11/13/2007
CAPWEST SECURITIES, INC. (GREELEY CO)
CA
04/05/2002 - 06/06/2006
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
WI
01/31/2002 - 03/15/2002
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)
NY
12/22/1999 - 11/01/2001
MORGAN STANLEY DW INC. (PURCHASE NY)
BC
Issued 07/26/2004
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 05/15/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/25/2007
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/30/2007
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/18/2008
Series 3 - National Commodity Futures Examination
BC
Issued 12/21/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Traci Sarmiento is the right advisor for you? Invested Better is here to help.
