Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Traci? Claim Your ProfileTraci Betts is a financial professional with over a decade of experience in the financial services industry. Traci is currently registered with National Financial Services LLC. Prior to her current role, Traci was registered with TD Ameritrade Clearing, Inc. in Southlake, Texas. Traci holds a Series 63, Series 7, Series 24, Series 7TO and Series 99TO. Traci is dedicated to providing her clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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TX
05/23/2023 - Present
National Financial Services LLC (WESTLAKE TX)
TX
05/19/2010 - 01/06/2021
TD AMERITRADE CLEARING, INC. (Southlake TX)
BC
Issued 05/24/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/22/2022
Series 24 - General Securities Principal Examination
BC
Issued 06/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 12/22/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/18/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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