Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Traci? Claim Your ProfileTraci Lyn Lind is a financial advisor with Equity Services, Inc. Traci has been in the industry since 1999 and has experience with various firms, including AVANTAX INVESTMENT SERVICES, INC., LPL FINANCIAL LLC, and MUTUAL SERVICE CORPORATION. Traci holds Series 63, Series 6TO, SIE, and Series 7 licenses. Traci provides financial planning, pension consulting, and portfolio management for individuals. Traci Lyn Lind is registered in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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NY
05/13/2024 - Present
Equity Services, Inc. (BABYLON NY)
NY
07/14/2011 - 12/22/2023
AVANTAX INVESTMENT SERVICES, INC. (BABYLON NY)
NY
09/08/2009 - 07/11/2011
LPL FINANCIAL LLC (BRIGHTWATERS NY)
NY
06/29/2000 - 09/08/2009
MUTUAL SERVICE CORPORATION (BRIGHTWATERS NY)
TX
12/04/1998 - 07/25/2000
INSTITUTIONAL EQUITY CORPORATION (DALLAS TX)
BC
Issued 01/14/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/30/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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