Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Traci? Claim Your ProfileTraci Spanier is a financial advisor at Northland Securities, Inc. in Minneapolis, Minnesota. Traci has over 20 years of experience in the financial services industry and has a broad range of experience, including investment advisory, securities trading and compliance. Traci's previous experience includes working for RBC Capital Markets Corporation, Butler, Wick & Co., Inc. and Dain Rauscher Incorporated. Traci holds Series 7, 24, 53, 55, 63, 99TO and 14 licenses and specializes in portfolio management for individuals. Traci's clients include individuals, high-net-worth individuals, charitable organizations, and pension and profit-sharing plans. Traci's primary focus is on providing personalized financial advice to her clients, helping them reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Research services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Negotiated
1
2
MN
06/01/2010 - Present
Northland Securities, Inc. (MINNEAPOLIS MN)
MN
10/08/2002 - 06/03/2010
RBC CAPITAL MARKETS CORPORATION (MINNEAPOLIS MN)
OH
05/10/2000 - 10/08/2002
BUTLER, WICK & CO., INC. (YOUNGSTOWN OH)
NY
04/21/1998 - 04/03/2000
DAIN RAUSCHER INCORPORATED (NEW YORK NY)
BC
Issued 06/01/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 11/21/2007
Series 53 - Municipal Securities Principal Examination
BC
Issued 04/17/2007
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/28/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 04/20/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
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