Unclaimed
Traci Leanne Foth is an investment advisor representative who has been in the industry for 21 years. Traci has a current registration with Equitable Advisors, LLC, where Traci is located in Loveland, Colorado. Traci also has previous registrations with a number of other firms, including NFP Securities, Inc., Ameriprise Financial Services, Inc., Raymond James Financial Services, Inc., Salomon Smith Barney Inc. and Prudential Securities Incorporated. Traci is licensed in 51 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CO
10/30/2023 - Present
Equitable Advisors, LLC (LOVELAND CO)
CO
05/02/2012 - 03/28/2014
NFP SECURITIES, INC. (FORT COLLINS CO)
MN
04/09/2008 - 06/29/2010
AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
MO
12/17/2002 - 04/09/2008
RAYMOND JAMES FINANCIAL SERVICES, INC. (SPRINGFIELD MO)
NY
09/09/1998 - 07/16/2001
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
09/09/1998 - 09/14/1998
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BOTH
Issued 04/25/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/18/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/18/1999
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/08/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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