Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Traci? Claim Your ProfileTraci Kurtz is a financial professional with over 23 years of experience in the financial services industry. Traci is currently registered with Hilltop Securities Inc. and Momentum Independent Network Inc. Traci has a wide range of experience including previous roles with firms like Cetera Advisor Networks LLC, Cetera Advisors LLC, Cetera Financial Specialists LLC, Cetera Investment Services LLC, First Allied Securities, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Wells Fargo Advisors, LLC, ProEquities, Inc., NFP Securities, Inc., and American General Equity Services Corporation. Traci holds the Series 6, 7, 10, 24, 26, 51, 63, 65, 82, and SIE licenses. Traci specializes in providing financial planning, portfolio management, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
12b-1 fees
1
2
TX
05/15/2023 - Present
Hilltop Securities Inc. (DALLAS TX)
CA
03/04/2022 - 05/19/2023
CETERA ADVISOR NETWORKS LLC (EL SEGUNDO CA)
CO
03/04/2022 - 05/19/2023
CETERA ADVISORS LLC (GREENWOOD VILLAGE CO)
IL
03/04/2022 - 05/19/2023
CETERA FINANCIAL SPECIALISTS LLC (SCHAUMBURG IL)
MN
03/04/2022 - 05/19/2023
CETERA INVESTMENT SERVICES LLC (ST. CLOUD MN)
CA
03/04/2022 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)
TX
03/04/2019 - 02/18/2022
HILLTOP SECURITIES INC. (DALLAS TX)
TX
03/04/2019 - 02/18/2022
MOMENTUM INDEPENDENT NETWORK INC. (DALLAS TX)
TX
07/08/2014 - 02/06/2019
NEXT FINANCIAL GROUP, INC. (HOUSTON TX)
TX
01/21/2011 - 01/27/2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (HOUSTON TX)
TX
10/21/2009 - 11/12/2010
WELLS FARGO ADVISORS, LLC (SUGAR LAND TX)
TX
05/27/2008 - 03/03/2009
PROEQUITIES, INC. (SUGAR LAND TX)
TX
05/09/2006 - 08/07/2007
NFP SECURITIES, INC. (AUSTIN TX)
TX
08/30/2004 - 05/10/2006
AMERICAN GENERAL EQUITY SERVICES CORPORATION (HOUSTON TX)
TX
01/26/2001 - 05/10/2006
AMERICAN GENERAL SECURITIES INCORPORATED (HOUSTON TX)
TX
10/30/2000 - 11/19/2003
AMERICAN GENERAL DISTRIBUTORS, INC. (HOUSTON TX)
TX
01/17/2001 - 10/01/2002
FRANKLIN FINANCIAL SERVICES CORPORATION (HOUSTON TX)
TX
02/22/2001 - 12/11/2001
THE VARIABLE ANNUITY MARKETING COMPANY (HOUSTON TX)
TX
10/30/2000 - 12/11/2001
VALIC FINANCIAL ADVISORS, INC. (HOUSTON TX)
TX
07/06/1998 - 09/01/2000
VAN KAMPEN FUNDS INC. (HOUSTON TX)
IA
Issued 08/06/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/22/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/06/2004
Series 24 - General Securities Principal Examination
BC
Issued 02/24/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 12/20/2000
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 05/08/2023
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/16/2003
Series 7 - General Securities Representative Examination
BC
Issued 07/02/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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