Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Traci? Claim Your ProfileTraci Bryson is a financial advisor with over 12 years of experience in the industry. Traci is currently registered with Robert W. Baird & Co. Inc. and has held previous positions at Northwestern Mutual Investment Services, LLC, First Allied Securities, Inc., B. C. Ziegler and Company, Resource Horizons Group LLC, Nations Financial Group, Inc., and World Group Securities, Inc. Traci holds Series 6, 7, 63 and 65 licenses. Traci specializes in providing financial advice to a variety of clients including individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
CO
09/14/2016 - Present
Robert W. Baird & Co. Inc. (DENVER CO)
CO
05/30/2013 - 04/05/2016
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (LAKEWOOD CO)
CO
05/16/2012 - 03/15/2013
FIRST ALLIED SECURITIES, INC. (DENVER CO)
CO
08/15/2011 - 05/08/2012
B. C. ZIEGLER AND COMPANY (GREENWOOD VILLAGE CO)
CO
05/06/2011 - 08/15/2011
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (LAKEWOOD CO)
CO
04/15/2010 - 02/28/2011
RESOURCE HORIZONS GROUP LLC (LITTLETON CO)
CO
11/03/2009 - 04/06/2010
NATIONS FINANCIAL GROUP, INC. (DENVER CO)
CO
02/06/2006 - 06/01/2009
WORLD GROUP SECURITIES, INC. (CENTENNIAL CO)
BC
Issued 09/12/2016
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 02/06/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/03/2011
Series 7 - General Securities Representative Examination
BC
Issued 02/04/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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