Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Traci? Claim Your ProfileTraci J. Underhill is a financial advisor with J.P. Morgan Securities LLC. Traci has been in the financial services industry since 1998. Traci is registered with the state of Washington and Texas. Traci provides financial planning, pension consulting and portfolio management for businesses and individuals. Traci has also worked with firms such as Morgan Stanley, KEY INVESTMENT SERVICES LLC, WAMU INVESTMENTS, INC. and A. G. EDWARDS & SONS, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
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2
WA
09/15/2020 - Present
J.p. Morgan Securities LLC (BOTHELL WA)
WA
07/25/2016 - 05/07/2019
KEY INVESTMENT SERVICES LLC (SEATTLE WA)
WA
06/01/2009 - 07/29/2016
MORGAN STANLEY (BELLEVUE WA)
WA
08/05/2008 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (BELLEVUE WA)
WA
06/06/2007 - 06/17/2008
WAMU INVESTMENTS, INC. (SEATTLE WA)
NY
08/21/2003 - 05/08/2006
MORGAN STANLEY DW INC. (PURCHASE NY)
CA
03/13/2001 - 05/30/2003
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
CA
03/06/2001 - 04/25/2002
WELLS FARGO SECURITIES, LLC (SAN FRANCISCO CA)
NY
12/15/1999 - 02/26/2001
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
MO
05/27/1999 - 10/28/1999
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
CA
01/23/1998 - 02/05/1999
RAGEN MACKENZIE INCORPORATED (SAN FRANCISCO CA)
IA
Issued 10/27/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/05/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/08/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/22/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/23/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 04/26/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 01/22/1998
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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