Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Traci? Claim Your ProfileTraci Gholson Smith is a financial advisor at Fidelity Personal And Workplace Advisors. Traci has been working in the financial services industry since 2014 and has experience working with a variety of clients, including high-net-worth individuals, corporations, and charitable organizations. Traci is licensed to provide financial advice in several states and specializes in financial planning, portfolio management, and educational seminars. Traci is committed to providing personalized financial advice and helping her clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
VA
01/26/2021 - Present
Fidelity Personal AND Workplace Advisors (MIDLOTHIAN VA)
VA
12/11/2002 - 02/28/2003
CAPITAL BROKERAGE CORPORATION (GLEN ALLEN VA)
VA
02/23/2000 - 02/22/2001
CAPITAL BROKERAGE CORPORATION (GLEN ALLEN VA)
NE
01/02/1997 - 02/06/1998
CENTRAL FIDELITY SECURITIES, INC. (OMAHA NE)
MA
04/06/1993 - 12/31/1996
JMC FINANCIAL CORPORATION (BOSTON MA)
BOTH
Issued 12/28/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/14/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/18/1995
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 09/25/2020
Series 7TO - General Securities Representative Examination
BC
Issued 07/07/2020
SIE - Securities Industry Essentials Examination
BC
Issued 04/05/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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