Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Traci? Claim Your ProfileTraci Simons is a financial advisor with Charles Schwab & CO., Inc. based in Virginia Beach, VA. Traci has been in the financial industry since 1997 and holds several licenses and registrations, including Series 7, 6, 63, and 66. Traci previously worked with CUSO FINANCIAL SERVICES, L.P., WELLS FARGO CLEARING SERVICES, LLC and Ameriprise Financial Services, Inc. Traci specializes in financial planning and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
VA
05/14/2019 - Present
Charles Schwab & CO., Inc. (Virginia Beach VA)
VA
11/19/2018 - 03/25/2019
CUSO FINANCIAL SERVICES, L.P. (Virginia Beach VA)
VA
04/04/2018 - 05/29/2018
WELLS FARGO CLEARING SERVICES, LLC (VIRGINIA BEACH VA)
VA
12/26/2017 - 02/28/2018
AMERIPRISE FINANCIAL SERVICES, INC. (CHESAPEAKE VA)
RI
12/05/1997 - 01/07/2016
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
MA
02/20/1996 - 11/18/1997
STATE STREET RESEARCH INVESTMENT SERVICES, INC. (BOSTON MA)
MA
12/09/1994 - 01/30/1996
PUTNAM MUTUAL FUNDS CORP. (BOSTON MA)
BOTH
Issued 04/09/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/29/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/29/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/07/2010
Series 7 - General Securities Representative Examination
BC
Issued 12/08/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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