Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Traci? Claim Your ProfileTraci Havens is a financial advisor at Truist Advisory Services, Inc. Traci has been in the financial services industry since February 4, 1999. Traci's previous experience includes working at Merrill Lynch, Pierce, Fenner & Smith Incorporated and Charles Schwab & Co., Inc. Traci Havens specializes in providing financial planning, portfolio management, and financial profiling services. Traci is registered with the state of Florida and has a Series 63, Series 65, Series 7, Series 9, and SIE licenses. Traci Havens works with high-net-worth individuals, corporations, and individuals other than high-net-worth. Traci is also registered with FINRA and the state of Florida.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Wrap fee product and financial profiling services using desktop software
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
08/18/2016 - Present
Truist Advisory Services, Inc. (PALM BEACH FL)
FL
05/24/2012 - 08/20/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PALM BEACH GARDENS FL)
FL
10/31/2000 - 04/04/2012
CHARLES SCHWAB & CO., INC. (WEST PALM BEACH FL)
NY
08/22/2000 - 09/28/2000
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NY
11/11/1998 - 08/16/2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 12/18/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/01/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/27/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/10/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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