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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Traci? Claim Your ProfileTraci Ann Miller is a financial advisor with UBS Financial Services Inc. Traci Miller has been in the industry since 2022. Traci Ann Miller holds Series 66, Series 7TO, and SIE licenses. Traci Miller has a strong track record of working with high-net-worth individuals, pension and profit-sharing plans, corporations and other businesses, and individuals other than high-net-worth. Traci Miller has been registered with the state of Oregon and Washington for investment advising and broker-dealer activities. Traci Ann Miller is also registered with the state of Washington as an investment advisor representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
OR
06/06/2022 - Present
UBS Financial Services Inc. (Portalnd OR)
BOTH
Issued 06/05/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/10/2022
Series 7TO - General Securities Representative Examination
BC
Issued 02/06/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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