Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Traci? Claim Your ProfileTraci Carrion is a financial advisor with over 20 years of experience in the industry. Traci has held previous roles at various firms including Raymond James & Associates, Inc., Allstate Financial Services, LLC, and Morgan Stanley. Traci currently holds Series 6, 7, 63, and 65 licenses and is registered with TIAA-CREF Individual & Institutional Services, LLC in Tennessee. Traci's specialization includes investment advisory services for individuals and other businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
TN
11/15/2022 - Present
Tiaa-Cref Individual & Institutional Services, LLC (Memphis TN)
TN
11/12/2019 - 10/25/2022
RAYMOND JAMES & ASSOCIATES, INC. (MEMPHIS TN)
TN
11/30/2018 - 08/09/2019
ALLSTATE FINANCIAL SERVICES, LLC (MEMPHIS TN)
MD
04/30/2014 - 01/03/2018
MORGAN STANLEY (ROCKVILLE MD)
MD
06/01/2009 - 03/04/2013
MORGAN STANLEY (GAITHERSBURG MD)
MD
02/21/2006 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (GAITHERSBURG MD)
MD
06/10/1999 - 02/21/2006
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NC
09/11/1998 - 06/30/1999
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
VA
05/13/1997 - 03/11/1998
RUSHMORE INVESTMENT BROKERS, INC. (ARLINGTON VA)
IA
Issued 07/14/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/15/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/03/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/10/1998
Series 7 - General Securities Representative Examination
BC
Issued 04/25/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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