Unclaimed
Tracey Nizhoni Franklin is a financial advisor associated with Vanguard Marketing Corp., registered with FINRA, and the state of Arizona. Tracey has been in the financial services industry since January 30, 2020. Tracey is licensed to sell securities and is associated with Vanguard Marketing Corp. Tracey holds Series 7, Series 63, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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AZ
01/31/2020 - Present
Vanguard Marketing Corp. (SCOTTSDALE AZ)
BC
Issued 02/10/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/31/2020
Series 7TO - General Securities Representative Examination
BC
Issued 01/03/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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