Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tracey? Claim Your ProfileTracey Stofa is a Managing Director & Head PC Group at Fort Washington Investment Advisors Inc. Tracey has over 14 years of experience in the financial services industry. She is a registered representative and investment advisor representative. Tracey holds the Series 7, 9, 10, 66 and SIE securities licenses. Tracey specializes in providing portfolio management services for individuals, businesses, investment companies, and pooled investment vehicles. Tracey is also a board member for several organizations in the Cincinnati area, including the Greater Cincinnati Alzheimer's Association and the Bethesda Foundation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Sub-advisory
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
OH
11/14/2022 - Present
Fort Washington Investment Advisors Inc. (CINCINNATI OH)
OH
06/01/2009 - 08/02/2022
MORGAN STANLEY (Cincinnati OH)
OH
04/03/2008 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (CINCINNATI OH)
BOTH
Issued 04/17/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/22/2016
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/25/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/02/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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