Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tracey? Claim Your ProfileTracey Carroll is a financial professional with over 10 years of experience in the financial services industry. Tracey is currently registered with Prudential Annuities Distributors, Inc. and has been since October 2010. Previously, Tracey worked for Pruco Securities, LLC. from October 2018 to April 2020. Tracey holds Series 6, 26 and 63 licenses and the SIE exam. Tracey is registered in Connecticut.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CT
10/08/2010 - Present
Prudential Annuities Distributors, Inc. (SHELTON CT)
NJ
10/26/2018 - 04/10/2020
PRUCO SECURITIES, LLC. (NEWARK NJ)
BC
Issued 02/11/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/26/2021
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/07/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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