Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tracey? Claim Your ProfileTracey Manzi is a financial advisor at Raymond James & Associates, Inc. Tracey has been in the financial services industry since 2006, and is registered with both the Securities and Exchange Commission (SEC) and the state of Florida. Tracey has a Series 7, Series 3, Series 63, and Series 66 license. Tracey is also a Chartered Financial Analyst (CFA). Tracey has worked at several firms in the past, including CADARET, GRANT & CO., INC., and WACHOVIA SECURITIES, LLC. Tracey is dedicated to providing her clients with personalized financial advice and investment strategies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
02/28/2022 - Present
Raymond James & Associates, Inc. (ST. PETERSBURG FL)
MA
07/05/2007 - 06/11/2008
CADARET, GRANT & CO., INC. (BOSTON MA)
MA
08/07/2006 - 02/14/2007
WACHOVIA SECURITIES, LLC (WALTHAM MA)
BOTH
Issued 02/09/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/24/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/30/2021
Series 7TO - General Securities Representative Examination
BC
Issued 07/09/2021
SIE - Securities Industry Essentials Examination
BC
Issued 08/04/2006
Series 7 - General Securities Representative Examination
BC
Issued 10/02/1998
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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