Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tracey? Claim Your ProfileTracey Lynn Sudo is a financial advisor with over 20 years of experience in the industry. Tracey is currently registered with LPL Financial LLC, and has previously worked at several other financial institutions. She offers a range of financial services including financial planning, portfolio management and consulting. Tracey has been an active advisor in the industry since October 2000. She holds the Series 66, Series 7 and SIE exams, as well as several state licenses. In addition to her financial advisory work, Tracey also works as a Real Estate Agent with Keller Williams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
PA
05/04/2010 - Present
LPL Financial LLC (LANSDALE PA)
PA
06/30/2009 - 05/05/2010
PRIMEVEST FINANCIAL SERVICES, INC. (MAPLE GLEN PA)
PA
09/04/2008 - 06/22/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (BLUE BELL PA)
PA
05/22/2006 - 09/08/2008
COUNTRYWIDE INVESTMENT SERVICES, INC. (BROOMALL PA)
PA
03/18/2005 - 05/05/2006
PNC INVESTMENTS (EASTON PA)
MN
10/04/2000 - 04/05/2005
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
10/04/2000 - 04/05/2005
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 11/14/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/03/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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