Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tracey? Claim Your ProfileTracey Faenza is a financial advisor with Valic Financial Advisors, Inc.. Tracey is a registered representative with 16 years of experience in the financial services industry and is licensed to offer investment advice in 51 states and the District of Columbia. Tracey has a background in financial planning and portfolio management for individuals and offers financial planning services, selection of other advisors and other services. Tracey also provides services for insurance companies, corporations or other businesses and individuals other than high net worth individuals. Previously Tracey was also employed by MMC Securities LLC, MMC Securities Corp., MetLife Investors Distribution Company and New England Securities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Recommend wrap accounts to clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
09/26/2019 - Present
Valic Financial Advisors, Inc. (BOCA RATON FL)
IA
05/30/2014 - 04/24/2018
MMC SECURITIES LLC (URBANDALE IA)
IA
09/20/2012 - 02/04/2014
MMC SECURITIES CORP. (URBANDALE IA)
IA
05/26/2006 - 07/17/2008
METLIFE INVESTORS DISTRIBUTION COMPANY (WEST DES MOINES IA)
IA
09/17/2002 - 07/17/2008
NEW ENGLAND SECURITIES (WEST DES MOINES IA)
IA
Issued 07/09/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/02/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/01/2016
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/19/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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