Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tracey? Claim Your ProfileTracey Lorraine Trapani is a financial advisor with over 25 years of experience in the industry. Tracey is currently registered with Mount Yale Investment Advisors, LLC in Alpharetta, Georgia. Previously, Tracey was affiliated with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED in MIAMI, FL. Tracey holds several licenses including Series 3, 7, 9, 10, 66 and SIE. Tracey specializes in portfolio management for individuals, financial planning and consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Consulting
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
GA
09/06/2024 - Present
Mount Yale Investment Advisors, LLC (Alpharetta GA)
FL
07/31/1998 - 06/27/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MIAMI FL)
BOTH
Issued 09/22/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/21/2009
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/24/2009
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/24/2015
Series 3 - National Commodity Futures Examination
BC
Issued 06/30/1998
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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