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Tracey Lenore Buchholz

Sammons Financial Network, LLC

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About Tracey Lenore Buchholz

Tracey Lenore Buchholz is a financial professional with Sammons Financial Network, LLC. Tracey is a Registered Representative with FINRA. She has experience in Operations Professional Examination and Securities Industry Essentials Examination.

Firm Information

Tracey Buchholz is currently registered with Sammons Financial Network, LLC. Sammons Financial Network, LLC is a Limited Liability Company formed in June 2011. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. It is also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

155

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Tracey Buchholz’s Registration & Firm History

IA

06/05/2023 - Present

Sammons Financial Network, LLC (WEST DES MOINES IA)

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Licenses & Designations

BC

Issued 06/05/2023

Series 99TO - Operations Professional Examination

BC

Issued 04/28/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Tracey Lenore Buchholz.
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