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Tracey Lenette Hicks

Nylife Distributors LLC

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About Tracey Lenette Hicks

Tracey Lenette Hicks is a financial professional with over 14 years of experience in the industry. Hicks is registered with Nylife Distributors LLC and is currently licensed in Ohio. Hicks has a Series 6, Series 26, and SIE license.

Firm Information

Tracey Hicks is currently registered with Nylife Distributors LLC. Nylife Distributors LLC is a Limited Liability Company that was formed in October 2003. The company is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

300

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Tracey Hicks’s Registration & Firm History

NY

06/04/2009 - Present

Nylife Distributors LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/23/2023

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/30/2008

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Tracey Lenette Hicks. Review regulatory record here.
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