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Tracey J Breaux

Ernst & Young Investment Advisers LLP

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About Tracey J Breaux

Tracey Breaux is a financial advisor with Ernst & Young Investment Advisers LLP. Tracey has been in the financial industry since 2002 and holds the Series 7, Series 31, Series 66 and SIE licenses. Tracey has experience in a number of financial firms including Charles Schwab & Co., Inc., USAA Financial Advisors, Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Tracey provides financial planning and educational seminars to businesses and individuals and also publishes a financial periodical.

Firm Information

Tracey Breaux is currently registered with Ernst & Young Investment Advisers LLP. Ernst & Young Investment Advisers LLP is an investment advisor based in SECAUCUS, NJ. They provide financial planning, educational seminars and publication of periodicals. They primarily serve corporations or other businesses and have 37 clients of this type. They have 160 employees and do not have any regulatory assets under management.
Ernst & Young Investment Advisers LLP

200 PLAZA DRIVE

SECAUCUS, NJ 07094

Not reported

Assets Under Management

37

Total Clients

134

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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Tracey Breaux’s Registration & Firm History

FL

09/22/2022 - Present

Ernst & Young Investment Advisers LLP (Tampa FL)

NY

10/31/2012 - 04/12/2019

CHARLES SCHWAB & CO., INC. (New York City NY)

NY

09/02/2011 - 10/04/2012

USAA FINANCIAL ADVISORS, INC. (NEW YORK NY)

NY

09/24/2009 - 02/01/2011

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

IL

03/30/2004 - 04/06/2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHICAGO IL)

NY

10/10/2002 - 03/15/2004

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 10/28/2002

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/07/2010

Series 31 - Futures Managed Funds Examination

BC

Issued 10/09/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Tracey J Breaux.
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