Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tracey? Claim Your ProfileTracey Elizabeth Hall is a registered representative with Fidelity Brokerage Services LLC and has been in the securities industry since April 20, 2008. Tracey is a Series 6, 7, 26, and 63 licensed professional and has been registered with the state of California since May 25, 2016. Tracey has previously held positions with John Hancock Distributors LLC, NYLIFE Distributors LLC, and Franklin/Templeton Distributors, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
05/25/2016 - Present
Fidelity Brokerage Services LLC (SAN FRANCISCO CA)
MA
04/14/2015 - 04/11/2016
JOHN HANCOCK DISTRIBUTORS LLC (BOSTON MA)
CA
01/07/2009 - 04/15/2015
NYLIFE DISTRIBUTORS LLC (SAN FRANCISCO CA)
CA
10/11/1994 - 08/10/1995
FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (SAN MATEO CA)
BC
Issued 01/20/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/18/2011
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/05/2016
Series 7 - General Securities Representative Examination
BC
Issued 01/05/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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