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Tracey Douglas Frank

Spire Wealth Management, LLC

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About Tracey Douglas Frank

Tracey Douglas Frank is a financial advisor with Spire Wealth Management, LLC. Tracey has over 35 years of experience in the financial services industry. Tracey holds a Series 7, 9, 10, 24, 63, 65 and 66 licenses. Tracey is registered with FINRA and the state of Colorado and Texas. Tracey provides a variety of financial services to individuals, families, and businesses. These services include investment management, retirement planning, insurance, and estate planning.

Firm Information

Tracey Frank is currently registered with Spire Wealth Management, LLC. Spire Wealth Management, LLC is an investment advisor headquartered in McLean, VA. They have 58 licensed agents, 87 investment advisor representatives, 84 registered representatives, 93 investment advisory functions, and 4 adviser reps for other investment advisers. They offer a range of services, including financial planning, pension consulting, insurance, retirement & estate planning, divorce planning, and selection of other advisers. They manage assets for individuals, corporations, and charitable organizations, and participate in a wrap fee program. They have $4,777,743,993 in regulatory assets under management.
Spire Wealth Management, LLC

7901 JONES BRANCH DR.

MCLEAN, VA 22102

$4.78B

Assets Under Management

80

Total Clients

73

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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insurance, retirement & estate planning, divorce planning

Insurance, retirement & estate planning, divorce planning

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Tracey Frank’s Registration & Firm History

VA

07/02/2021 - Present

Spire Wealth Management, LLC (MCLEAN VA)

CO

06/29/2007 - 10/08/2009

SECURITIES AMERICA, INC. (COLORADO SPRINGS CO)

CO

08/04/2004 - 07/03/2007

BROOKSTREET SECURITIES CORPORATION (COLORADO SPRINGS CO)

FL

01/04/1999 - 07/20/2004

RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)

FL

10/31/1991 - 01/04/1999

ROBERT THOMAS SECURITIES, INC (ST. PETERSBURG FL)

NA

11/29/1988 - 11/04/1991

VIP FINANCIAL COMPANIES, INC.

NA

11/25/1987 - 11/22/1988

PRO-FINANCIAL SECURITIES, INC.

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Licenses & Designations

BOTH

Issued 03/01/2005

Series 66 - Uniform Combined State Law Examination

IA

Issued 05/12/1995

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/06/1989

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 01/02/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 12/10/1996

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 05/04/1990

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/21/1987

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Tracey Douglas Frank. Review regulatory record here.
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