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Tracey Daniel Hedworth

Equitable Distributors, LLC

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About Tracey Daniel Hedworth

Tracey Hedworth has been a registered representative in the securities industry since 2007. Tracey currently holds her Series 6, Series 63 and SIE licenses. Tracey has held prior employment with AXA Advisors, LLC and John Hancock Distributors LLC. Tracey is currently registered with Equitable Distributors, LLC and is registered to sell securities in Florida, Georgia, New York, Virginia and West Virginia.

Firm Information

Tracey Hedworth is currently registered with Equitable Distributors, LLC. Equitable Distributors, LLC is a Limited Liability Company formed in 2002. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico. Equitable Distributors, LLC has one arbitration disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

312

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Tracey Hedworth’s Registration & Firm History

NC

02/10/2011 - Present

Equitable Distributors, LLC (Charlotte NC)

NJ

06/02/2009 - 02/23/2011

AXA ADVISORS, LLC (SECAUCUS NJ)

MA

05/04/2007 - 09/27/2007

JOHN HANCOCK DISTRIBUTORS LLC (BOSTON MA)

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Licenses & Designations

BC

Issued 07/25/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/03/2007

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Tracey Daniel Hedworth.
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