Unclaimed
Tracey Hedworth has been a registered representative in the securities industry since 2007. Tracey currently holds her Series 6, Series 63 and SIE licenses. Tracey has held prior employment with AXA Advisors, LLC and John Hancock Distributors LLC. Tracey is currently registered with Equitable Distributors, LLC and is registered to sell securities in Florida, Georgia, New York, Virginia and West Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
02/10/2011 - Present
Equitable Distributors, LLC (Charlotte NC)
NJ
06/02/2009 - 02/23/2011
AXA ADVISORS, LLC (SECAUCUS NJ)
MA
05/04/2007 - 09/27/2007
JOHN HANCOCK DISTRIBUTORS LLC (BOSTON MA)
BC
Issued 07/25/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/03/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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