Unclaimed
Tracey Silverman is a financial professional with over 9 years of experience in the financial services industry. Tracey is currently registered with PNC Capital Markets LLC and is licensed in Illinois, Kentucky, New York, Pennsylvania, and Tennessee. Tracey has a Series 7, Series 63, and SIE. Previously, Tracey was employed by Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
01/14/2019 - Present
PNC Capital Markets LLC (Boca Raton FL)
TN
05/07/2014 - 09/25/2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NASHVILLE TN)
BC
Issued 08/01/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/25/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/07/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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