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Tracey B Silverman

PNC Capital Markets LLC

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About Tracey B Silverman

Tracey Silverman is a financial professional with over 9 years of experience in the financial services industry. Tracey is currently registered with PNC Capital Markets LLC and is licensed in Illinois, Kentucky, New York, Pennsylvania, and Tennessee. Tracey has a Series 7, Series 63, and SIE. Previously, Tracey was employed by Merrill Lynch, Pierce, Fenner & Smith Incorporated.

Firm Information

Tracey Silverman is currently registered with PNC Capital Markets LLC. PNC Capital Markets LLC is a Limited Liability Company formed in December 2005. The firm is registered in all 50 states, the District of Columbia, and Puerto Rico. PNC Capital Markets LLC has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

489

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Tracey Silverman’s Registration & Firm History

FL

01/14/2019 - Present

PNC Capital Markets LLC (Boca Raton FL)

TN

05/07/2014 - 09/25/2018

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NASHVILLE TN)

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Licenses & Designations

BC

Issued 08/01/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/25/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/07/2014

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Tracey B Silverman.
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