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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tracey? Claim Your ProfileTracey Ann Peterson is a financial advisor in the Providence, RI area. Tracey has been in the securities industry since March 1994 and is registered with Fidelity Personal And Workplace Advisors. Tracey has a strong track record of working with individuals, high-net-worth individuals, and families, as well as corporations and other businesses. Her focus is on financial planning, educational seminars, and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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RI
02/10/2020 - Present
Fidelity Personal AND Workplace Advisors (PROVIDENCE RI)
RI
09/08/1993 - 08/14/2017
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
MA
05/26/1992 - 08/23/1993
KRUPP SECURITIES CORPORATION (BOSTON MA)
BOTH
Issued 06/18/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/19/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/11/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 08/14/2017
SIE - Securities Industry Essentials Examination
BC
Issued 05/21/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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