Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tracey? Claim Your ProfileTracey Ann Davis is a financial advisor with over 30 years of experience in the industry. Currently, Tracey is registered with Ameriprise Financial Services, LLC and has been with the firm since 2014. Tracey has been actively working as a financial advisor since 1986. Prior to joining Ameriprise Financial Services, LLC Tracey was employed at D.A. Davidson & Co., Crowell Weedon & Co., Crowell, Weedon & Co., RBC Dain Rauscher Inc., Sutro & Co. Incorporated, PaineWebber Incorporated, Kidder, Peabody & Co. Incorporated, Titan/Value Equities Group, Inc., Value Equities Corporation and Sentra Securities Corporation. Tracey holds Series 7 and Series 66 licenses and is currently registered in 17 states. Tracey is a member of the Eller Alumnni Advisory Council, a group focused on promoting the business college of the University of Arizona.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
01/22/2014 - Present
Ameriprise Financial Services, LLC (San Diego CA)
CA
11/25/2013 - 01/22/2014
D.A. DAVIDSON & CO. (SAN DIEGO CA)
CA
11/04/2013 - 11/25/2013
CROWELL WEEDON & CO. (SAN DIEGO CA)
CA
01/07/2005 - 11/04/2013
CROWELL, WEEDON & CO. (SAN DIEGO CA)
NY
03/09/2002 - 01/26/2005
RBC DAIN RAUSCHER INC. (NEW YORK NY)
CA
03/18/1997 - 03/09/2002
SUTRO & CO. INCORPORATED (SAN FRANCISCO CA)
NJ
01/28/1995 - 03/21/1997
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
01/30/1990 - 01/28/1995
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
CA
11/07/1989 - 02/21/1990
TITAN/VALUE EQUITIES GROUP, INC. (IRVINE CA)
NA
05/21/1987 - 11/07/1989
VALUE EQUITIES CORPORATION
NA
10/24/1986 - 04/21/1987
SENTRA SECURITIES CORPORATION
BOTH
Issued 08/08/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/05/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/18/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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