Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tracey? Claim Your ProfileTracey Ann Conniff is a financial advisor with over 28 years of experience in the financial industry. Tracey has worked with several prominent financial institutions, including Alex. Brown & Sons Incorporated, Deutsche Banc Alex. Brown Inc., Janney Montgomery Scott LLC, Princor Financial Services Corporation, Lincoln Financial Distributors, Inc., J.P. Morgan Securities LLC, and LPL Financial LLC. Tracey currently works at LPL Financial LLC where Tracey specializes in providing financial advice for a range of clients, including individuals, families, businesses, and retirement plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
SC
02/09/2015 - Present
LPL Financial LLC (FORT MILL SC)
DE
10/12/2009 - 07/12/2014
J.P. MORGAN SECURITIES LLC (NEWARK DE)
PA
03/19/2007 - 05/11/2009
LINCOLN FINANCIAL DISTRIBUTORS, INC. (RADNOR PA)
IA
07/15/2005 - 08/10/2005
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
PA
10/28/2002 - 11/12/2003
JANNEY MONTGOMERY SCOTT LLC (PHILADELPHIA PA)
NY
01/13/2001 - 02/07/2002
DEUTSCHE BANC ALEX. BROWN INC. (NEW YORK NY)
MD
09/01/1997 - 01/13/2001
DB ALEX. BROWN LLC (BALTIMORE MD)
NA
05/23/1989 - 09/01/1997
ALEX. BROWN & SONS INCORPORATED
IA
Issued 04/05/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/25/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/14/2009
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/20/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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