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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tracey? Claim Your ProfileTracey Panuzio is a financial advisor with Morgan Stanley. Tracey has been in the financial services industry since August 2000. Tracey has a wide range of experience, having worked for several firms including RBC Capital Markets, LLC, Morgan Stanley Smith Barney, and Citigroup Global Markets Inc. Tracey specializes in providing a variety of financial services, including financial planning, asset allocation advice, pension consulting, educational seminars, and portfolio management for individuals, businesses, and investment companies. Tracey is licensed in 47 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CT
04/02/2020 - Present
Morgan Stanley (Greenwich CT)
CT
08/21/2009 - 11/07/2012
RBC CAPITAL MARKETS, LLC (NEW HAVEN CT)
CT
06/01/2009 - 09/16/2009
MORGAN STANLEY SMITH BARNEY (NEW HAVEN CT)
CT
04/25/2006 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (NEW HAVEN CT)
CT
07/23/2004 - 04/25/2006
MORGAN STANLEY DW INC. (NEW HAVEN CT)
MO
07/01/2003 - 07/26/2004
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
08/11/2000 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BOTH
Issued 02/25/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/31/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/31/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/13/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/04/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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