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Toya Renee Pollard

Principal Advised Services

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About Toya Renee Pollard

Toya Pollard is a registered investment advisor representative at Principal Advised Services. Toya has been in the financial services industry since August 2, 2014 and is licensed to conduct business in 51 states and the District of Columbia. Toya's current registrations are active in both North Carolina and Iowa. Previously, Toya worked at WELLS FARGO CLEARING SERVICES, LLC and is currently employed by Principal Advised Services. Toya Pollard and Principal Advised Services provide investment advisory services to individuals and investment companies.

Firm Information

Toya Pollard is currently registered with Principal Advised Services. Principal Advised Services is a registered investment advisor based in Des Moines, IA. They offer portfolio management for individuals and selection of other advisors. The firm manages $569,489,941 in regulatory assets under management, primarily for individuals other than high-net-worth individuals. They also have a wrap fee program.
Principal Advised Services

655 9TH STREET

DES MOINES, IA 50309

$569.49M

Assets Under Management

1,268

Total Clients

144

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Toya Pollard’s Registration & Firm History

NC

07/18/2024 - Present

Principal Advised Services (CHARLOTTE NC)

NC

07/15/2014 - 05/20/2021

WELLS FARGO CLEARING SERVICES, LLC (CHARLOTTE NC)

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Licenses & Designations

BOTH

Issued 07/17/2024

Series 66 - Uniform Combined State Law Examination

BC

Issued 08/04/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/03/2021

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/11/2016

Series 7 - General Securities Representative Examination

BC

Issued 07/15/2014

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Toya Renee Pollard.
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