Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Towfiq? Claim Your ProfileTowfiq Chitalwala is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Towfiq has been in the industry since 2007 and holds licenses in both Broker-Dealer and Investment Advisor roles. Towfiq's focus is on providing investment advice and portfolio management services to a range of clients, including individuals, corporations, and pension plans. Previously, Towfiq was affiliated with WELLS FARGO CLEARING SERVICES, LLC, J.P. MORGAN SECURITIES LLC and WAMU INVESTMENTS, INC. Towfiq is registered with the Securities and Exchange Commission and has licenses to practice in multiple states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
03/16/2021 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (MISSION VIEJO CA)
CA
06/11/2013 - 11/06/2018
WELLS FARGO CLEARING SERVICES, LLC (SANTA ANA CA)
CA
10/01/2012 - 06/12/2013
J.P. MORGAN SECURITIES LLC (LOS ANGELES CA)
CA
05/02/2009 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (CULVER CITY CA)
CA
08/08/2007 - 05/02/2009
WAMU INVESTMENTS, INC. (CULVER CITY CA)
IA
Issued 04/16/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/20/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/18/2011
Series 7 - General Securities Representative Examination
BC
Issued 08/07/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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