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Toshihiko Oshio

Smbc Nikko Securities America, Inc.

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About Toshihiko Oshio

Toshihiko Oshio is a financial professional with over 11 years of experience in the securities industry. Toshihiko holds the Series 7, Series 24, and Series 79 licenses and is currently registered with Smbc Nikko Securities America, Inc.. Toshihiko joined Smbc Nikko Securities America, Inc. on 06/06/2011.

Firm Information

Toshihiko Oshio is currently registered with Smbc Nikko Securities America, Inc.. Smbc Nikko Securities America, Inc. is a Corporation registered in the United States and has been in operation since August 8, 1990. The firm has a presence in all 50 states and the District of Columbia, with a total of 52 state registrations. Smbc Nikko Securities America, Inc. has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

313

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Toshihiko Oshio’s Registration & Firm History

NY

06/06/2011 - Present

Smbc Nikko Securities America, Inc. (NEW YORK NY)

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Licenses & Designations

BC

Issued 05/10/2013

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/24/2012

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 06/04/2011

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Toshihiko Oshio.
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