Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tory? Claim Your ProfileTory Thompson is a financial advisor registered with Wells Fargo Advisors Financial Network, LLC in Scottsdale, Arizona. Tory has been in the financial industry since April 3, 2021. Before joining Wells Fargo Advisors Financial Network, LLC, Tory worked at Vanguard Marketing Corporation, AXA Advisors, LLC and PRUCO Securities, LLC.. Tory has Series 7, Series 63, and Series 7TO licenses. Tory is a financial advisor who provides investment consulting services to institutional clients, financial planning, pension consulting, selection of other advisors, and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AZ
05/03/2023 - Present
Wells Fargo Advisors Financial Network, LLC (SCOTTSDALE AZ)
AZ
06/04/2022 - 04/17/2023
VANGUARD MARKETING CORPORATION (SCOTTSDALE AZ)
AZ
10/27/2016 - 02/27/2017
AXA ADVISORS, LLC (SCOTTSDALE AZ)
AZ
02/24/2016 - 10/13/2016
PRUCO SECURITIES, LLC. (PHOENIX AZ)
AZ
12/23/2014 - 03/16/2015
AXA ADVISORS, LLC (SCOTTSDALE AZ)
BC
Issued 06/13/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/03/2022
Series 7TO - General Securities Representative Examination
BC
Issued 05/05/2022
SIE - Securities Industry Essentials Examination
BC
Issued 12/23/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Tory Thompson is the right advisor for you? Invested Better is here to help.
