Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tory? Claim Your ProfileTory Casanova is a financial advisor based in Carlsbad, CA with over 20 years of experience in the financial services industry. Tory is currently a registered representative with LPL Financial LLC, a leading independent broker-dealer, and has previously held positions with other well-known financial institutions including CADARET, GRANT & CO., INC., NEXT FINANCIAL GROUP, INC., SORRENTO PACIFIC FINANCIAL, LLC and CUSO FINANCIAL SERVICES, L.P. Tory is dedicated to providing comprehensive financial planning and investment management services to a wide range of clients, including individuals, families, businesses, and retirement plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
08/24/2021 - Present
LPL Financial LLC (CARLSBAD CA)
NY
06/11/2021 - 08/13/2021
CADARET, GRANT & CO., INC. (SYRACUSE NY)
TX
06/11/2021 - 08/13/2021
NEXT FINANCIAL GROUP, INC. (HOUSTON TX)
CA
01/06/2015 - 08/13/2021
SORRENTO PACIFIC FINANCIAL, LLC (SAN DIEGO CA)
CA
09/15/2014 - 08/13/2021
CUSO FINANCIAL SERVICES, L.P. (SAN DIEGO CA)
CA
12/07/2006 - 08/28/2013
LPL FINANCIAL LLC (SAN DIEGO CA)
AZ
03/08/2006 - 10/02/2006
CHARLES SCHWAB & CO., INC. (PHOENIX AZ)
PA
05/18/2005 - 12/13/2005
VANGUARD MARKETING CORPORATION (MALVERN PA)
SC
05/08/2000 - 05/18/2005
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
NY
09/11/1998 - 07/12/1999
EQ FINANCIAL CONSULTANTS, INC. (NEW YORK NY)
NY
09/11/1998 - 07/12/1999
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
BC
Issued 07/30/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/11/2003
Series 7 - General Securities Representative Examination
BC
Issued 09/10/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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