Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tory? Claim Your ProfileTory Gavin Sherman is an investment advisor representative with Ameriprise Financial Services, LLC. Tory has been in the industry since August 1997 and is licensed to operate in both Texas and Tennessee. Tory has worked at various firms including Comerica Securities, Wells Fargo Clearing Services, LLC, and Wells Fargo Investments, LLC. Prior to joining Ameriprise Financial Services, LLC, Tory worked as an investment advisor at Comerica Financial Advisors and Comerica Wealth Management, Comerica Bank. Tory is also the Chair of the Board of Directors at Sherman, a non-investment-related company. Tory is registered to provide securities-related services under the Uniform Securities Agent State Law Examination. Tory also holds a Series 65 license, which allows them to provide investment advisory services. Tory's focus is on providing financial planning, portfolio management, and other investment-related services to individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TX
11/03/2023 - Present
Ameriprise Financial Services, LLC (Dallas TX)
TX
06/03/2022 - 11/03/2023
COMERICA SECURITIES (DALLAS TX)
TN
01/03/2011 - 05/02/2022
WELLS FARGO CLEARING SERVICES, LLC (NASHVILLE TN)
CA
02/14/2002 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (FRESNO CA)
NY
07/21/1997 - 02/12/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 09/12/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/17/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/29/2014
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/12/1998
Series 31 - Futures Managed Funds Examination
BC
Issued 07/18/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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