Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tory? Claim Your ProfileTory Coulter Peterson is a registered investment advisor representative with LPL Financial LLC. Tory has been in the industry since 1979. Tory has a history of working with J.J.B. HILLIARD, W.L. LYONS, INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, U.S. SECURITIES, INC., SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED, PAINEWEBBER INCORPORATED, SHEARSON LEHMAN/AMERICAN EXPRESS INC. and E. F. HUTTON & COMPANY INC. Tory is licensed in Connecticut, Minnesota, New York, North Carolina and Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NC
12/31/2001 - Present
LPL Financial LLC (TRYON NC)
KY
09/28/1994 - 08/14/2001
J.J.B. HILLIARD, W.L. LYONS, INC. (LOUISVILLE KY)
NY
07/01/1992 - 09/21/1994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
CT
05/03/1989 - 05/18/1992
U.S. SECURITIES, INC. (HARTFORD CT)
NY
12/01/1987 - 05/09/1989
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)
NA
06/11/1984 - 12/08/1987
PAINEWEBBER INCORPORATED
NA
03/13/1984 - 06/20/1984
SHEARSON LEHMAN/AMERICAN EXPRESS INC.
NA
09/21/1979 - 03/23/1984
E. F. HUTTON & COMPANY INC
IA
Issued 07/26/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/25/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/28/1993
Series 31 - Futures Managed Funds Examination
BC
Issued 09/15/1979
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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